FINAM Investment Company
Finam Investment Company, based on which an investment holding of the same name was formed, was established in 1994 and it was one of the concerns that began to provide stock market services in Russia. At present, Finam offers its corporate and private clients one of the widest ranges of investment services – from the option to invest funds into stock market instruments and asset management to the comprehensive support of transactions to buy and sell businesses and capital operations (IPO, private offerings, etc.). The holding pursues an intensive direct investment policy, spending funds on the purchase of high-tech projects. The first mutual fund in Russia for investments in high-tech companies (Finam – Information Technologies) was formed within the holding.
Finam Investment Holding consists of
- Finam Investment Company (Russia),
Holds the licenses of a professional stock market participant:
- License #077-08721-001000 (unlimited) issued by the Federal Securities Service on November 10, 2005 to conduct asset management activities
- License #177-02739-100000 (unlimited) issued by the Federal Securities Service on November 9, 2000 to conduct brokerage activities
- License #177-02752-010000 (unlimited) issued by the Federal Securities Service on November 9, 2000 to conduct dealer activities
- License #177-07687-000100 (unlimited) issued by the Federal Securities Service on May 12, 2004 to conduct depositary activities.
License #22-000-0-00062 issued by the Federal Securities Service on June 21, 2005 until June 21, 2010 to act as a specialized depositary of investment funds, mutual and private pension funds.
License #631 dated December 25, 2003 of an exchange intermediary of the Committee for Commodity Exchanges attached to the Ministry of Anti-Monopoly Policy of Russia to execute futures and options transactions on exchanges in Russian territory.
The company is a member of RTS Stock Exchange, the stock section of the Moscow Inter-Bank Currency Exchange (MICEX), the Moscow Stock Exchange (MSE) and the Saint Petersburg Stock Exchange.
The company has been a full member of the National Association of the Stock Market Participants (NAUFOR) since May 22, 1997, Certificate Series A #000351.
- financial company Finam Limited (EU),
License Number: 073/06 dated: 18/09/2006 issued by the Cyprus Securities and Exchange Commission.
Registration Number: HE 162676
- Finam Asset Management (mutual funds, Russia),
The company holds the following licenses:
License #21-000-1-00095 (unlimited) issued by the Federal Securities Service on December 20, 2002 to manage investment funds, mutual funds and private pension funds.
License #077-08716-001000 of the professional stock market participant (valid until November 10, 2008) issued on November 11, 2005 to manage securities.
The company holds the following licenses:
License #2799 dated September 12, 2006 to conduct banking operations with funds in rubles and foreign currencies (without the right to attract private deposits).
License #2799 dated September 12, 2006 to attract corporate deposits (on demand and termed); to place on deposits (on demand and termed) funds of legal entities on its behalf and for its own account; to open and maintain bank accounts of legal entities; to make settlements at the request of legal entities, including correspondent banks, on their bank accounts; to collect funds, bonds, payment and settlement documents and provide cash services to private and corporate clients; to purchase/sell foreign currencies in the cash and non-cash forms; to grant bank guarantees; to wire funds at the request of individuals without opening bank accounts (except for money orders);
License #177-02883-100000 of the professional market participant issued on November 27, 2000 by the Federal Securities Service to conduct brokerage activities.
License #177-03933-000100 of the professional market participant issued on December 15, 2000 by the Federal Securities Service to conduct depositary activities.
License #177-02993-010000 of the professional market participant issued on November 27, 2000 by the Federal Securities Service to conduct dealer activities.
- news agency Finam.ru (Russia),
- insurance broker Finam Insurance (Russia),
- Training Center Finam (Russia),
- and also a number of assets in various sectors of the national economy, primarily in the high-tech industry.
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